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CATEGORY:Legal
DESCRIPTION:
Our client, a growing financial services company, is seeking an experienced Regulatory Auditor. The Regulatory Auditor will conduct internal audits and assessments to measure the compliance of business processes with applicable laws, regulations, policies, and best practices.
Don’t miss this opportunity to join a highly successful, innovative company with a collaborative culture, work life balance, and a crystal-clear mission. EOE
Key Responsibilities:
- Plan, conduct, and document audits of the company’s business processes
- Identify non-compliance issues and business risks
- Prepare detailed reports and present findings
- Work with stakeholders to identify and implement corrective actions
Key Qualifications:
- Proven ability to break down, document, and test a business process, and then analyze, document, and communicate the results.
- Targeting candidates with 2-4+ years of experience in auditing, regulatory compliance, and/or a related field.
- Bachelor’s degree required.
- Prior experience in financial services or another highly regulated industry would be a plus.
We Offer:
- Competitive compensation and benefits package
- Opportunities for learning and professional growth
- Collaborative, mission-driven work environment
- Hybrid office schedule
